Definition and Elements of Financial Reporting

Lessons in chapter I of Financial Reporting in Government
By Dr. John Sacco , George Mason University
Revised Saturday, October 11, 1997

Lesson 1, Definition of Financial Reporting

Financial reporting in government can be seen as a summary of the government's performance, or capacity, in raising, handling, and using public money. Governments issue many types of financial reports, but the most encompassing and visible is the Comprehensive Annual Financial Report ( CAFR ).

Lesson 2, Comprehensive Annual Financial Report

State and Local governments issue an annual financial report called the Comprehensive Annual Financial Report (CAFR, pronounced cay-fer ). The CAFR has these parts: an introductory section, a financial section, and a statistical section. Some but not all of what goes into the CAFR is shaped by the Governmental Accounting Standards Board (GASB), which is the current authoritative source for governmental Generally Accepted Accounting Principles (GAAP).

Lesson 3, Authoritative Sources for Financial Reports: GASB

The official definition for a financial report is given by the Governmental Accounting Standards Board (GASB). GASB and its predecessors developed standards that contribute to generally accepted accounting principles (GAAP). GAAP are used to prepare financial reports, although many other rules, laws and guidelines are also used.

Lesson 4, Financial Statements

A financial statement is a specific kind of financial report. Financial statements measure the financial success, financial conditions (also called health or position), and compliance of the entities and funds in the government. In other words, these statements help assess the government's performance in raising, handling, and using money. Financial statements are of considerable interest in this course. The financial statements are in the financial section of the CAFR . Often they are released separately or as part of other reports.

Lesson 5, Conceptual Framework

Historically, rules for accounting and financial reporting were developed as new pressures arose. An alternative to reacting to pressures as they arise is to produce a conceptual framework and to derive the accounting rules or standards from this framework so that standards have one common reference point. With one common reference point, one standard should not conflict with another. Such a goal is attractive in theory but often falls short in practice. GASB, since its origin, has been building a conceptual framework, but the standards derived are still a function of current pressures as well as the conceptual framework.

See Also: the introduction , a pretest , a discussion , the study aides , a test , and your progress evaluation